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Compliance Officer Jobs

5 matches | 1 - 5 displayed
  1  
date  location  job detail
Feb 19,19 New York City, NY, United States Risk And Compliance Officer
Sponsored Job  
The Jewish Association For Services For The Aged (JASA)
Risk and Compliance Officer Responsibilities: Serves as primary lead for maintaining, ensuring, and fostering an environment that enhances and promotes Compliance with contractual and regulatory requirements, adherence to policies and ethical standards, and conformance to releva...
Feb 16,19 Chicago, IL, United States Chief Compliance and Privacy Officer - Office of General Counsel
Sponsored Job  
Rehabilitation Institute Of Chicago
General Summary The Chief Compliance and Privacy Officer will provide leadership and strategic direction in implementing, maintaining and evolving the Shirley Ryan AbilityLab (“SRAlab”) Corporate Compliance and Privacy Programs, including day-to-day oversight and monitoring, ...
Feb 02,19 Newark, NJ, United States Vp, Chief Compliance Officer Pcg
Sponsored Job  
PGIM, Inc.
VP, Chief Compliance Officer PCG Responsibilities will include: Oversee investment adviser Compliance program for PCG & PPPI, including both their U.S. and international offices; Oversee global Compliance program in conjunction with Compliance staff in PCG’s non-US jurisdictio...
Jan 30,2016 USA-NY-New York City Global Chief Compliance Officer- Broker Dealer
Global Chief Compliance Officer- Broker Dealer
The candidate will be point of contact for all exams/inquiries and audits. Will work on cover all entities and manage staff across business lines. Provide advisory assistance to sales and trading. Oversight AML/KYC. Upgrade platform (policies, testing/
Aug 07,2018 USA-NY-New York City Chief Compliance Officer (Based in NY or Boston) - USA-NY-New York City
Looking for senior compliance professional with 10 plus years of experience at a complex organization. Preference for those who have worked at insurance or employee benefits firms. The ideal candidate will have leadership qualities as they will be interfacing with senior management regularly and man
Aug 07,2018 USA-MA-Boston Chief Compliance Officer (Based in NY or Boston) - USA-MA-Boston
Looking for senior compliance professional with 10 plus years of experience at a complex organization. Preference for those who have worked at insurance or employee benefits firms. The ideal candidate will have leadership qualities as they will be interfacing with senior management regularly and man
Jan 19,2019 USA-AZ-Scottsdale Life and Annuity Compliance Officer
We are seeking a high-energy, self-starting individual who thrives in an entrepreneurial environment. Rapidly-growing and innovative financial services/independent distribution company focusing on the sale of annuities, life insurance and other financial products is looking for talented, energetic,
Jan 19,2019 USA-NY-New York City Regulatory Compliance Officer
Consumer Bank Regulatory Compliance Officer
The Compliance Search Group
in
New York, NY, USA
Benefits Offered
401K, Dental, Life, Medical, Vision
Employment Type
Full-Time
Why Work Here?
?A highly regarded Investment Management firm headquartered in Chicago is looking for a Compliance Manager.?
Over

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