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Compliance Officer Jobs

9 matches | 1 - 9 displayed
  1  
date  location  job detail
Aug 08,18 Honolulu, HI, United States Corporate Compliance Officer
Sponsored Job  
First Hawaiian Bank
Corporate Compliance Officer The candidate will be responsible for administering and coordinating the Bank’s Fair Lending Program and for ensuring Compliance with fair lending laws and regulations. Responsibilities will include monitoring the day-to-day Compliance activities,...
Aug 02,18 Denver, CO, United States Assistant General Counsel
Sponsored Job  
MillerCoors LLC
Assistant General Counsel The candidate will support Company's Enterprise Growth Team (the "EGT"). Will focus on the company's global strategy, M&A, venturing, craft, digital, eCommerce, brand development and marketing, innovation, and research and development initiatives. Prov...
Jan 30,2016 USA-NY-New York City Global Chief Compliance Officer- Broker Dealer
Global Chief Compliance Officer- Broker Dealer
The candidate will be point of contact for all exams/inquiries and audits. Will work on cover all entities and manage staff across business lines. Provide advisory assistance to sales and trading. Oversight AML/KYC. Upgrade platform (policies, testing/
Mar 01,2018 USA-NY-New York City Securities Compliance Officer / White Collar Criminal Litigation Attorney
Securities Compliance Officer / White Collar Criminal Litigation Attorney
The candidate will provide day to day advice to the firm?s investments professionals to ensure compliance with applicable law and regulations. Should have 4+ years of current relevant experience with a big firm or top tier bo
Mar 18,2018 USA-NY-New York City Senior Compliance Officer
Senior Compliance Officer
The candidate work in Major Financial Institution.
Mar 20,2018 USA-CO-Denver Gdpr Compliance Attorney/officer
GDPR Compliance Attorney/Officer
The candidate should preferably have 20+ years of experience. Duties will include auditing and identifying potential issues. Expertise in GDPR EU regulations, FCPA, and/or data protection is required.
Aug 07,2018 USA-NY-New York City Chief Compliance Officer (Based in NY or Boston) - USA-NY-New York City
Looking for senior compliance professional with 10 plus years of experience at a complex organization. Preference for those who have worked at insurance or employee benefits firms. The ideal candidate will have leadership qualities as they will be interfacing with senior management regularly and man
Aug 07,2018 USA-MA-Boston Chief Compliance Officer (Based in NY or Boston) - USA-MA-Boston
Looking for senior compliance professional with 10 plus years of experience at a complex organization. Preference for those who have worked at insurance or employee benefits firms. The ideal candidate will have leadership qualities as they will be interfacing with senior management regularly and man
Jun 28,2018 USA-NY-New York City Compliance Officer
About Our ClientInvestment management firm that employs some of the most talented traders in the market, executing a diverse range of strategies. It is the most active participant in a number of exchange-traded products, contributing significant liquidity to both European and US markets. The company
Jul 23,2018 USA-AZ-Scottsdale Life and Annuity Compliance Officer job in Scottsdale
We are seeking a high-energy, self-starting individual who thrives in an entrepreneurial environment. Rapidly-growing and innovative financial services/independent distribution company focusing on the sale of annuities, life insurance and other financial products is looking for talented, energetic,
Aug 14,2018 USA-CA-Reseda Chief Compliance Officer
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Chief Compliance Officer - Innovate, Elevate, Transform!Summary:Our firm has been retained to fill an exciting and challenging Chief Compliance Officer position. Our client, a dynamic, progressive managed care organization is looking to enhance their existing Compli

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